Law: Showdown At Gucci

Gulch Designed as a Mob buster, RICO has become a powerful catchall

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The economic penalties of the law can squeeze some defendants into plea- bargain agreements. Threatened by a RICO indictment and its sweeping forfeitures, the investment-banking firm of Drexel Burnham Lambert pleaded guilty to lesser charges last year and was hit with $650 million in penalties. Equally troubling to RICO targets is the law's ability to seize temporarily the assets of an accused before a trial begins -- even funds that would be used to pay a defense attorney. "Suddenly, there are a lot of born-again civil libertarians on Wall Street," says Michael Waldman, legislative director for Public Citizen Congress Watch.

Although civil RICO lawsuits total less than half of a percent of the federal civil caseload, the statute's civil provisions draw some of the heaviest fire. "The imaginations of prosecutors in drafting RICO indictments are at least restrained by the Justice Department," explains University of Texas law professor Michael Tigar, "but the imaginations of plaintiffs' lawyers are not similarly restrained." What encourages the creativity, says critics, is the possibility of obtaining treble damages and the enormous leverage of labeling an opponent a "racketeer." The result has been a widening array of civil RICO lawsuits, from common commercial litigation to provocative political disputes. The law has been invoked by victims of sexual harassment against their bosses, by tow-truck drivers against local sheriffs and by whistle-blowers against their employers. Earlier this year, a federal appeals court upheld the use of RICO by a Philadelphia abortion clinic against 26 right-to-lifers who forced their way into the building, castigated patients, knocked down workers and damaged equipment.

This June, for the second time in four years, the U.S. Supreme Court refused to narrow the sweep of civil RICO, preferring to leave the matter to Congress. Not surprisingly, that ruling recharged ongoing legislative efforts to reform RICO's civil provisions. Among the broad coalition pressing for changes are some of the very groups that have recently attracted the attention of prosecutors: accountants and securities and commodities dealers. Says Waldman: "It's a combination of The Untouchables and Showdown at Gucci Gulch." The congressional shoot-out to determine what happens to RICO could come this fall.

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